竞博电竞官网

Message from Chairman, SEBI

  Intermediary

Circulars

Circular Reference Subject Date of Circular
CIR/ARN/23/2022-23
Time Limit for submission of annual DSC

July 25, 2022
CIR/ARN-22a/2022-23
ARN Circular 22a - Revised Code of Conduct for MFDs 2022

Revised Code of Conduct for Mutual Fund Distributors - April 2022

April 7, 2022
CIR/ ARN-21/ 2021-22
Classification of Sole proprietorship for ARN purposes
March 30, 2022
135/BP/ 99 /2021-22
Data Sharing Principles to be followed by AMCs while sharing Unitholders’ Data
March 29, 2022
CIR/ ARN-20/ 2021-22
Time limit for renewal of ARN
March 28, 2022
SEBI Clarification w.r.t. Data feeds in respect of Direct Plan transactions by the Mutual Fund Distributors, Registered Investment Advisers, Portfolio Managers and Stock Brokers
a. Documentary evidence for having applied to ROC for Name Change
b. Request for Change of Name of MFD - Pursuant to SEBI IA Regulations (Form for Proprietary concerns)
c. Request for Change of Name of MFD - Pursuant to SEBI IA Regulations (Form for non individual MFDs other than Proprietary concern)
竞博电竞(合肥)下注决赛平台/CIR-19/2020-21 竞博电竞(合肥)下注决赛平台 GUIDANCE ON MFD NOMENCLATURE(Pursuant to Regulation 3(3) of the SEBI (Investment Advisers) Regulations, 2013) 20-Oct-2020
135/ BP/ 87/ 2020-21 Revision in the Guidelines on Transfer of AUM from one MF Distributor to another & Transfer of AUM of a deceased ARN holder to the ARN of the nominee/ legal heir of the deceased (In partial modification of 竞博电竞(合肥)下注决赛平台 Circular no. CIR/ ARN-15/ 12-13 dated March 28, 2013 and 竞博电竞(合肥)下注决赛平台 Best Practice Circular no. 135/ BP/ 78 / 201-19 dated March 26, 2019) July 16, 2020
竞博电竞(合肥)下注决赛平台/CIR-18/2019-20 竞博电竞(合肥)下注决赛平台 Circular no. CIR-18 dt. 04-Jul-2019 - Time Limit for submission of annual DSC July 4, 2019
135/ BP/ 78/ 2018-19 Revision in the Guidelines on Transfer of AUM from one MF Distributor to another (In partial modification of 竞博电竞(合肥)下注决赛平台 Best Practice Circular no. 135/ BP/ 43/ 2013-14 dated Jan 22, 2014) March 26,2019
135/BP/ 77/ 2018-19 Standard Process for Capturing / Updating Email Address and Mobile Number of investors March 20, 2019
135/BP/ 76/ 2018-19 Standard Procedure for Tagging Transactions to T-30 / B-30 PIN Codes
March 20, 2019
CIR/ARN-17/14-15 Revised Self Declaration formats September 26, 2014
CIR/ARN-16/13-14 竞博电竞(合肥)下注决赛平台 Circular on 竞博电竞(合肥)下注决赛平台 Registration for Overseas Distributors August 20, 2013
CIR/ARN-15/12-13 竞博电竞(合肥)下注决赛平台 Circular on payment of commission in case of demise of Agent / Distributor March 28, 2013
CIR/ARN-14/12-13 竞博电竞(合肥)下注决赛平台 Registration / NISM Certification / KYD Compliance for Overseas Distributors July 13, 2012
CIR/ARN-13/11-12 Unified 竞博电竞(合肥)下注决赛平台 Guidelines for 竞博电竞(合肥)下注决赛平台 REGISTERED MUTUAL FUND ADVISOR (ARMFA) - Clarification/Modification in respect of Clause no. 5.6 on Declaration of Self Certification (DSC), Clause No. 6.3 a) and 6.3 b) on Suspension of Payment of Commission October 14, 2011
CIR/ARN-12/10-11 Unified 竞博电竞(合肥)下注决赛平台 Guidelines for 竞博电竞(合肥)下注决赛平台 REGISTERED MUTUAL FUND ADVISOR (ARMFA) - REVISION IN FORMATS FOR DECLARATION OF SELF CERTIFICATION March 1, 2011
CIR/ARN-11/09-10 Unified 竞博电竞(合肥)下注决赛平台 Guidelines for 竞博电竞(合肥)下注决赛平台 REGISTERED MUTUAL FUND ADVISOR (ARMFA) - REVISION IN FORMATS FOR DECLARATION OF SELF CERTIFICATION August 11, 2009
CIR/ARN-10/09-10 Unified 竞博电竞(合肥)下注决赛平台 Guidelines for 竞博电竞(合肥)下注决赛平台 REGISTERED MUTUAL FUND ADVISOR (ARMFA) - REVISION IN FORMATS FOR DECLARATION OF SELF CERTIFICATION Jun 09, 2009
CIR/ARN-09/08-09 Unified 竞博电竞(合肥)下注决赛平台 Guidelines for 竞博电竞(合肥)下注决赛平台 REGISTERED MUTUAL FUND ADVISOR (ARMFA) July 18, 2008
CIR/ARN-08/06-07 竞博电竞(合肥)下注决赛平台 Certification November 23, 2006
CIR/ARN-07/06-07 Clarification regarding Self-Certification & Suspension of Payment of Commission July 06, 2006
CIR/ARN-06/05-06 Clarification regarding Payment of Brokerage to Intermediaries March 29, 2006
CIR/ARN-05/04-05 Clarifications regarding Self-Certification by Intermediaries July 16, 2004
CIR/ARN-04/03-04 Clarifications regarding Self-Certification And Nomination Facilities to Agents / Distributors January 27, 2004
CIR/ARN-03/03-03 Clarifications regarding payment of brokerage to intermediaries after September 30, 2003 Sept 3, 2003
CIR/ARN-02/02-03 Clarifications on the implementation of 竞博电竞(合肥)下注决赛平台 Guidelines March 31, 2003
CIR/ARN-01/02-03 Guidelines for the Registration of Intermediaries January 15, 2003
 
 
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